Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Laura? Claim Your ProfileLaura Sloate is a financial professional with over 50 years of experience in the financial services industry. Laura is a Registered Representative with Neuberger Berman BD LLC and a Registered Investment Advisor in New Jersey and New York. Laura has a diverse background in finance, including experience as a Financial and Operations Principal, General Securities Principal, Municipal Securities Principal, Registered Options Principal, and Registered Representative. Laura has also held senior positions at several other firms including SWM Securities, Inc. and Sloate, Weisman, Murray & Company, Inc.. Laura is also a Chartered Financial Analyst and is a member of the board of trustees for several non-profit organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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2
NY
03/03/2021 - Present
Neuberger Berman BD LLC (NEW YORK NY)
NY
12/22/1995 - 03/04/2005
SWM SECURITIES, INC. (NEW YORK NY)
NY
03/20/1974 - 01/24/1996
SLOATE, WEISMAN, MURRAY & COMPANY, INC. (NEW YORK NY)
NA
05/11/1973 - 03/23/1974
DREXEL BURNHAM LAMBERT INCORPORATED
NA
07/28/1972 - 05/11/1973
DREXEL BURNHAM & CO. INCORPORATED
NA
09/16/1970 - 07/21/1972
NEUBERGER & BERMAN
BC
Issued 03/31/1988
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 27 - Financial and Operations Principal Examination
BC
Issued 01/02/2023
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 53 - Municipal Securities Principal Examination
BC
Issued 05/01/1977
Series 4 - Registered Options Principal Examination
BC
Issued 10/17/1975
F04 - Financial Principal Examination
BC
Issued 02/12/1974
Series 40 - Registered Principal Examination
BC
Issued 01/02/2023
Series 7TO - General Securities Representative Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/08/1974
Series 16 - NYSE Supervisory Analyst Examination
BC
Issued 07/16/1969
Series 1 - Registered Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq ISE, LLC
N
Nasdaq Stock Market
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