Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Laura? Claim Your ProfileLaura Jones is a registered representative with Merrill Lynch, Pierce, Fenner & Smith Inc. Laura has been in the securities industry since 1987. Laura has passed both the Series 7 and Series 66 exams. She has also earned the Series 26 designation. Prior to joining Merrill Lynch, Pierce, Fenner & Smith Inc., Laura was a registered representative with Key Investment Services LLC and LPL Financial Corporation.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
WA
03/16/2010 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (BELLEVUE WA)
WA
10/08/2009 - 02/26/2010
KEY INVESTMENT SERVICES LLC (MOUNT VERNON WA)
WA
05/15/2009 - 06/22/2009
LPL FINANCIAL CORPORATION (BURLINGTON WA)
WA
07/09/2002 - 04/28/2009
BANC OF AMERICA INVESTMENT SERVICES, INC. (BURLINGTON WA)
WA
05/06/1993 - 06/12/2002
STREULI INVESTMENTS, LLC (CAMANO ISLAND WA)
NA
01/20/1989 - 04/22/1991
MUTUAL BENEFIT FINANCIAL SERVICE COMPANY
NA
01/02/1984 - 09/08/1987
SHEARSON LEHMAN BROTHERS INC.
NA
10/20/1983 - 12/19/1983
FOSTER & MARSHALL/AMERICAN EXPRESS INC.
BOTH
Issued 11/23/2009
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/28/1983
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 2/25/1993
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/15/1983
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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