Unclaimed
Laura Faul is a registered investment advisor representative with Folger Nolan Fleming Douglas Inc. Laura Faul has been working in the financial services industry since August 29, 1998. Laura Faul is registered with the following state securities authorities: Arizona, California, Colorado, District of Columbia, Florida, Georgia, Hawaii, Idaho, Illinois, Indiana, Kentucky, Louisiana, Maryland, Massachusetts, Minnesota, Nevada, New Hampshire, New Jersey, New Mexico, New York, North Carolina, Ohio, Pennsylvania, Rhode Island, Texas, Vermont, Virginia, Washington, and West Virginia. Laura Faul holds the Series 63, Series 65 and Series 66 licenses as well as the Series 7 and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Recommend wrap fee management programs of other registered investment advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
1
2
DC
12/08/2008 - Present
Folger Nolan Fleming Douglas Inc. (WASHINGTON D.C. DC)
NA
07/18/1989 - 10/16/1992
FOLGER NOLAN FLEMING DOUGLAS INCORPORATED
IA
Issued 12/04/2008
Series 65 - Uniform Investment Adviser Law Examination
BOTH
Issued 04/30/2002
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/06/1988
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/28/2001
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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