Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Laura? Claim Your ProfileLaura Thornton is a registered representative with Charles Schwab & Co., Inc. in Omaha, NE. Laura has been in the industry since 2013, and has held the Series 63, 7, 10, 24, 34, 3, and SIE licenses. Laura is currently registered with the state of Nebraska and is a member of FINRA. Laura is a specialist in the areas of portfolio management and financial planning. In addition to their role at Charles Schwab & Co., Inc., Laura also has experience with TD Ameritrade, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Wrap fee program sponsor and financial planning advisor referral program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Asset based fees for wrap pgrms & subsc pricing for fin planning
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2
NE
07/29/2024 - Present
Charles Schwab & CO., Inc. (Omaha NE)
NE
06/05/2013 - 12/31/2023
TD AMERITRADE, INC. (OMAHA NE)
BOTH
Issued 12/21/2023
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/14/2013
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/19/2022
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 11/12/2021
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 05/23/2014
Series 24 - General Securities Principal Examination
BC
Issued 09/05/2024
Series 34 - Retail Off-Exchange FOREX Examination
BC
Issued 05/16/2024
Series 3 - National Commodity Futures Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/04/2013
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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