Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Laura? Claim Your ProfileLaura Rowley is a financial advisor with Wells Fargo Securities, LLC, with a focus on investment banking. Laura has been in the securities industry since 2006 and holds Series 7, 24, 63, and 79 licenses. She has held positions with several firms over the years, including Boenning & Scattergood, Inc., First Union Securities, Inc., and First Union Capital Markets Corp. Laura's experience and expertise in the industry make her a valuable asset to Wells Fargo Securities, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
PA
06/23/2011 - Present
Wells Fargo Securities, LLC (Philadelphia PA)
PA
01/23/2002 - 07/25/2003
BOENNING & SCATTERGOOD, INC. (WEST CONSHOHOCKEN PA)
MO
10/01/1999 - 03/01/2001
FIRST UNION SECURITIES, INC. (ST. LOUIS MO)
NC
02/18/1998 - 10/01/1999
FIRST UNION CAPITAL MARKETS CORP. (CHARLOTTE NC)
BC
Issued 07/13/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/03/2023
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/22/2011
Series 79 - Investment Banking Registered Representative Examination
BC
Issued 02/10/1998
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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