Unclaimed
Laura Gregg is a registered representative with Northern Trust Securities, Inc. with over 20 years of experience in the financial services industry. Laura has been registered with Northern Trust Securities, Inc. since 2008 and has been registered in 53 states. Laura specializes in providing portfolio management for businesses, individuals, and pooled investment vehicles. Laura is also a registered investment advisor representative and has a Series 7 and Series 63 licenses. In addition, Laura has the SIE license. Laura's prior experience includes working with Claymore Securities, Inc. and Scudder Distributors, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
IL
09/17/2008 - Present
Northern Trust Securities, Inc. (CHICAGO IL)
IL
03/15/2005 - 06/25/2008
CLAYMORE SECURITIES, INC. (LISLE IL)
IL
12/10/1996 - 03/11/2005
SCUDDER DISTRIBUTORS, INC. (CHICAGO IL)
BC
Issued 01/31/2013
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/26/1996
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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