Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Laura? Claim Your ProfileLaura Jarris Martin is a financial advisor with Morgan Stanley. Laura has been in the industry since 2007. Laura holds FINRA licenses Series 7, 9, 10, 66, and SIE. Laura is registered in 47 states and the District of Columbia. Laura has previously worked at RBC Capital Markets, LLC, Morgan Stanley Smith Barney LLC, Deutsche Bank Securities Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated, and UBS Financial Services Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
CA
03/02/2020 - Present
Morgan Stanley (El Segundo CA)
CA
06/29/2017 - 01/22/2019
RBC CAPITAL MARKETS, LLC (BEVERLY HILLS CA)
CA
05/25/2010 - 06/22/2017
MORGAN STANLEY (BEVERLY HILLS CA)
CA
07/22/2009 - 04/23/2010
DEUTSCHE BANK SECURITIES INC. (LOS ANGELES CA)
CA
03/11/2009 - 07/20/2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (SANTA MONICA CA)
CA
07/10/2007 - 01/27/2009
UBS FINANCIAL SERVICES INC. (BEVERLY HILLS CA)
BOTH
Issued 12/10/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/03/2013
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 11/14/2011
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/09/2007
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Laura Martin is the right advisor for you? Invested Better is here to help.
