Unclaimed
Laura Morrison is a financial advisor with The Leaders Group, Inc. Laura has been in the financial services industry for over 18 years. Laura is registered in Florida. Laura holds the Series 7 and Series 63 licenses as well as the SIE exam. Laura previously held positions with Equity Services, Inc., Transamerica Financial Advisors, Inc, Transamerica Capital, Inc., MML Distributors, LLC, Phoenix Equity Planning Corporation, and Lincoln Financial Distributors, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CO
01/14/2019 - Present
THE Leaders Group, Inc. (LITTLETON CO)
VT
07/29/2016 - 02/23/2017
EQUITY SERVICES, INC. (MONTPELIER VT)
FL
09/04/2009 - 08/10/2016
TRANSAMERICA FINANCIAL ADVISORS, INC (ST. PETERSBURG FL)
CA
01/18/2007 - 09/04/2009
TRANSAMERICA FINANCIAL ADVISORS, INC. (LOS ANGELES CA)
CO
09/28/2005 - 12/31/2006
TRANSAMERICA CAPITAL, INC. (DENVER CO)
MA
02/27/2004 - 09/11/2005
MML DISTRIBUTORS, LLC (SPRINGFIELD MA)
CT
07/24/2003 - 03/02/2004
PHOENIX EQUITY PLANNING CORPORATION (HARTFORD CT)
PA
11/21/2002 - 07/08/2003
LINCOLN FINANCIAL DISTRIBUTORS, INC. (RADNOR PA)
BC
Issued 12/20/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/23/2017
SIE - Securities Industry Essentials Examination
BC
Issued 11/20/2002
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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