Unclaimed
Laura Grewe is a financial advisor with Raymond James & Associates, Inc. Laura has been in the financial services industry since 2002 and has experience working with a variety of clients, including individuals, families, businesses, and retirement plans. Laura is committed to providing her clients with personalized financial advice and guidance. Laura is also a Registered Representative and Investment Advisor Representative. Laura holds the Series 7, Series 24, Series 63, and Series 66 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
10/22/2021 - Present
Raymond James & Associates, Inc. (ST. PETERSBURG FL)
AZ
07/20/2016 - 04/30/2021
KESTRA INVESTMENT SERVICES, LLC (Scottsdale AZ)
AZ
08/25/2009 - 07/21/2016
SII INVESTMENTS, INC. (CHANDLER AZ)
AZ
02/17/2009 - 05/06/2009
ROYAL ALLIANCE ASSOCIATES, INC. (SCOTTSDALE AZ)
AZ
10/31/2005 - 05/06/2009
SAGEPOINT FINANCIAL, INC. (TEMPE AZ)
AZ
08/08/2008 - 10/29/2008
AMERICAN GENERAL SECURITIES INCORPORATED (PHOENIX AZ)
AZ
05/20/2005 - 10/31/2005
SENTRA SECURITIES CORPORATION (PHOENIX AZ)
GA
09/21/2004 - 06/20/2005
ADVANTAGE CAPITAL CORPORATION (ATLANTA GA)
GA
09/21/2004 - 06/17/2005
FSC SECURITIES CORPORATION (ATLANTA GA)
AZ
09/21/2004 - 05/25/2005
ROYAL ALLIANCE ASSOCIATES, INC. (SCOTTSDALE AZ)
AZ
09/21/2004 - 04/26/2005
SUNAMERICA SECURITIES, INC. (PHOENIX AZ)
AZ
09/21/2004 - 12/31/2004
SENTRA SECURITIES CORPORATION (PHOENIX AZ)
AZ
09/21/2004 - 12/31/2004
SPELMAN & CO., INC. (PHOENIX AZ)
AZ
09/10/2001 - 09/13/2004
ROYAL ALLIANCE ASSOCIATES, INC. (SCOTTSDALE AZ)
BOTH
Issued 05/31/2006
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/04/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/19/2005
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/08/2001
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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