Invested Better
Unclaimed

Unclaimed

Unclaimed

Laura Jane Batty

Pimco Investments LLC

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Laura? Claim Your Profile

About Laura Jane Batty

Laura Batty is a financial professional with a background in the securities industry. Laura has been active in the industry since October 26, 2019. Laura holds the Series 7 and SIE licenses and currently works at Pimco Investments LLC in Newport Beach, CA.

Firm Information

Laura Batty is currently registered with Pimco Investments LLC. Pimco Investments LLC is a Limited Liability Company formed in 2010. The firm is registered to provide investment advisory services in all 50 states, the District of Columbia, Puerto Rico and the Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

290

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

Find Your Ideal Financial Advisor

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Laura Batty’s Registration & Firm History

CA

04/03/2023 - Present

Pimco Investments LLC (NEWPORT BEACH CA)

CA

08/31/2018 - 02/04/2022

PIMCO INVESTMENTS LLC (NEWPORT BEACH CA)

Not sure if Laura Jane Batty is right for you?

Licenses & Designations

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/31/2018

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Laura Jane Batty.
Not sure if Laura Jane Batty is right for you?