Unclaimed
Laura Isabel Villegas is a registered investment advisor with HSBC Securities (USA) Inc., currently working in the Miami branch office in Florida. Laura Villegas has been in the industry since 2009. Laura Villegas is licensed to conduct business in 53 states. Laura Villegas is also licensed with SABADELL SECURITIES USA, INC. and MORGAN STANLEY SMITH BARNEY. Laura Villegas holds Series 66, SIE and Series 7 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Provide asset alloc recommendations & based upon such recommendations 3rd party adv to manage assets pursuant to client approval
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
1
2
FL
06/08/2015 - Present
Hsbc Securities (usa) Inc. (Miami FL)
FL
11/01/2010 - 05/04/2015
SABADELL SECURITIES USA, INC. (MIAMI FL)
FL
06/01/2009 - 09/28/2009
MORGAN STANLEY SMITH BARNEY (CORAL GABLES FL)
FL
01/31/2008 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (CORAL GABLES FL)
BOTH
Issued 02/15/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/30/2008
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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