Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Laura? Claim Your ProfileLaura Irene Kurtz is a registered investment advisor with UBS Financial Services Inc. Laura has been in the industry since 2002 and has experience with a variety of clients, including high-net-worth individuals, corporations, pension plans, and charitable organizations. Laura is licensed to sell securities in 21 states and the District of Columbia. She holds the Series 6, 7, 9, 10, 63, and 66 licenses. Laura offers a range of services, including financial planning, portfolio management, and educational seminars.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
CO
02/09/2024 - Present
UBS Financial Services Inc. (BOULDER CO)
FL
11/28/2005 - 06/10/2013
UBS FINANCIAL SERVICES INC. (MELBOURNE FL)
NJ
10/12/2004 - 09/22/2005
UBS FINANCIAL SERVICES INC. (WEEHAWKEN NJ)
TX
04/04/2001 - 03/12/2003
401(K) INVESTMENT SERVICES, INC. (AUSTIN TX)
CO
02/23/2000 - 02/26/2001
JANUS DISTRIBUTORS, INC. (DENVER CO)
BOTH
Issued 06/25/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/07/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/11/2009
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 08/04/2009
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/08/2005
Series 7 - General Securities Representative Examination
BC
Issued 02/21/2000
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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