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Laura Horowitz

TP Icap Global Markets Americas LLC

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About Laura Horowitz

Laura Horowitz is a registered representative with TP Icap Global Markets Americas LLC. Laura has been in the financial services industry since January 9, 2014 and has passed the Securities Industry Essentials Examination and the Operations Professional Examination. Laura is based in New York, NY. Previously, Laura was with GARBAN LIMITED.

Firm Information

Laura Horowitz is currently registered with TP Icap Global Markets Americas LLC. TP Icap Global Markets Americas LLC is a Limited Liability Company formed in June 1998. It is registered in 35 states and has one SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

119

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Laura Horowitz’s Registration & Firm History

NY

07/23/2018 - Present

TP Icap Global Markets Americas LLC (New York NY)

NA

07/25/1987 - 02/03/1992

GARBAN LIMITED

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Licenses & Designations

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/23/2018

Series 99 - Operations Professional Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Laura Horowitz.
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