Unclaimed
Laura Hodge Gough has over 35 years of experience in the financial services industry. Laura currently works as a registered representative for Robert W. Baird & Co. Inc. Prior to this role, Laura worked for Aetna Capital Management, Inc. and Aetna Life Insurance and Annuity Company. Laura holds Series 6, 7, 9, 10, 24, 26, 63, and 66 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
See schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
Hard dollar payments for research
1
2
WI
11/29/1991 - Present
Robert W. Baird & Co. Inc. (MILWAUKEE WI)
CT
08/06/1991 - 01/10/1992
AETNA CAPITAL MANAGEMENT, INC. (HARTFORD CT)
CT
05/05/1988 - 01/10/1992
AETNA LIFE INSURANCE AND ANNUITY COMPANY (HARTFORD CT)
NA
09/17/1984 - 03/15/1988
EQUITY SERVICES, INC.
BOTH
Issued 04/15/2005
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/14/1984
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/10/1999
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 12/08/1999
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 12/06/1999
Series 24 - General Securities Principal Examination
BC
Issued 06/03/1991
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/13/1998
Series 7 - General Securities Representative Examination
BC
Issued 09/14/1984
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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