Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Laura? Claim Your ProfileLaura McGuffin is a financial professional with experience in the industry. Laura holds the Series 63, Series 7TO, and SIE licenses. Laura's most recent role was with Fidelity Brokerage Services LLC in Smithfield, RI. Currently, Laura is registered with National Financial Services LLC in Smithfield, RI.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
RI
11/28/2023 - Present
National Financial Services LLC (SMITHFIELD RI)
RI
01/31/2022 - 11/01/2023
FIDELITY BROKERAGE SERVICES LLC (SMITHFIELD RI)
BC
Issued 02/11/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/31/2022
Series 7TO - General Securities Representative Examination
BC
Issued 01/21/2022
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
Not sure Laura McGuffin is the right advisor for you? Invested Better is here to help.
