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Laura Graff

Foreside Funds Distributors LLC

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About Laura Graff

Laura Graff is a financial professional with over 15 years of experience in the financial services industry. Laura has a strong background in the securities industry and has held positions at several prominent firms, including Goldman, Sachs & Co., OppenheimerFunds Distributor, Inc., and PIMCO Investments LLC. Laura is currently registered with Foreside Funds Distributors LLC and holds the Series 3, 7, 79TO and SIE licenses.

Firm Information

Laura Graff is currently registered with Foreside Funds Distributors LLC. Foreside Funds Distributors LLC is a Limited Liability Company formed in January 2012. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

50

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Laura Graff’s Registration & Firm History

FL

08/25/2022 - Present

Foreside Funds Distributors LLC (BOCA RATON FL)

NY

10/13/2021 - 06/30/2022

BLACKSTONE SECURITIES PARTNERS L.P. (NEW YORK NY)

CA

06/06/2018 - 08/13/2021

PIMCO INVESTMENTS LLC (NEWPORT BEACH CA)

TX

03/14/2016 - 06/07/2018

DFA SECURITIES LLC (AUSTIN TX)

CA

07/26/2011 - 01/15/2016

PIMCO INVESTMENTS LLC (NEWPORT BEACH CA)

NY

03/02/2011 - 07/06/2011

OPPENHEIMERFUNDS DISTRIBUTOR, INC. (NEW YORK NY)

NY

10/20/2006 - 02/16/2011

GOLDMAN, SACHS & CO. (NEW YORK NY)

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Licenses & Designations

BC

Issued 02/15/2007

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 03/07/2022

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/24/2012

Series 3 - National Commodity Futures Examination

BC

Issued 10/13/2006

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Laura Graff.
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