Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Laura? Claim Your ProfileLaura Kellerman is an investment advisor representative with Oppenheimer & Co. Inc. Laura has been in the industry for 29 years, and has been registered with FINRA since 1993. Laura has passed the Series 3, 6, 7, 9, 10, 24, 31, 63, 66, 99TO, and SIE exams. Laura has worked for several firms, including Morgan Stanley, Morgan Stanley & Co. Incorporated, CITICORP INVESTMENT SERVICES, FIDELITY BROKERAGE SERVICES LLC, HSBC BROKERAGE (USA) INC., REPUBLIC FINANCIAL SERVICES CORPORATION, CHASE INVESTMENT SERVICES CORP., and SUNAMERICA CAPITAL SERVICES, INC. Laura is currently registered in Massachusetts, New York and North Carolina. Laura provides financial planning, pension consulting, selection of other advisers, and portfolio management for individuals and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
1
2
NY
04/06/2023 - Present
Oppenheimer & Co. Inc. (JERICHO NY)
NY
06/01/2009 - 04/24/2023
MORGAN STANLEY (New York NY)
NY
04/05/2007 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (JERICHO NY)
NY
02/24/2004 - 03/19/2007
CITICORP INVESTMENT SERVICES (LONG ISLAND CITY NY)
RI
07/24/2000 - 02/13/2004
FIDELITY BROKERAGE SERVICES LLC (SMITHFIELD RI)
NY
06/19/2000 - 07/11/2000
HSBC BROKERAGE (USA) INC. (NEW YORK NY)
NY
06/05/1997 - 06/19/2000
REPUBLIC FINANCIAL SERVICES CORPORATION (NEW YORK NY)
IL
12/13/1996 - 06/05/1997
CHASE INVESTMENT SERVICES CORP. (CHICAGO IL)
NJ
04/23/1993 - 08/29/1995
SUNAMERICA CAPITAL SERVICES, INC. (JERSEY CITY NJ)
BOTH
Issued 12/30/2002
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/24/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/09/2000
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 08/30/2000
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/18/1997
Series 24 - General Securities Principal Examination
BC
Issued 05/31/2024
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/01/2012
Series 3 - National Commodity Futures Examination
BC
Issued 03/31/2012
Series 31 - Futures Managed Funds Examination
BC
Issued 09/17/1994
Series 7 - General Securities Representative Examination
BC
Issued 04/16/1993
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Laura Kellerman is the right advisor for you? Invested Better is here to help.
