Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Laura? Claim Your ProfileLaura Warta is a financial advisor with over 8 years of experience in the industry. Laura is currently registered as a Registered Representative with Keating Financial Advisory Services and Raymond James Financial Services Advisors, Inc. Laura has a Series 7, Series 63, and Series 65 licenses, as well as the SIE exam. She is registered in 22 states and has a proven track record of success in helping clients achieve their financial goals. Laura specializes in providing investment recommendations, financial planning, and educational seminars.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Investment recommendation/consulting services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
KS
01/26/2016 - Present
Keating Financial Advisory Services (MANHATTAN KS)
IA
Issued 12/01/2015
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/27/2015
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/14/2015
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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