Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Laura? Claim Your ProfileLaura Elizabeth Riley is a financial professional with over 29 years of experience in the industry. She has been registered with MML Investors Services, LLC since July 31, 2002, and holds both Series 6 and Series 63 licenses, as well as the SIE exam. Laura also holds the designation of Chartered Financial Consultant. Laura is registered to provide investment advice in multiple states including Delaware, Florida, Maryland, New Jersey, New York, North Carolina, and Pennsylvania. Prior to joining MML Investors Services, LLC, Laura held positions at various firms, including EQ Financial Consultants, Inc., The Equitable Life Assurance Society of the United States, Sentra Securities Corporation and PFS Investments Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation programs
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Solicitors fees
1
2
NJ
07/31/2002 - Present
MML Investors Services, LLC (Warren NJ)
NY
04/14/1994 - 03/31/1998
EQ FINANCIAL CONSULTANTS, INC. (NEW YORK NY)
NY
04/14/1994 - 03/31/1998
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES (NEW YORK NY)
AZ
02/10/1994 - 03/18/1994
SENTRA SECURITIES CORPORATION (PHOENIX AZ)
GA
08/06/1993 - 10/08/1993
PFS INVESTMENTS INC. (DULUTH GA)
BC
Issued 08/05/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/05/1993
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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