Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Laura? Claim Your ProfileLaura Elizabeth Rice is a financial advisor with B. Riley Wealth Management. Laura has been in the financial services industry since December 1999. She holds the Series 7, Series 63, and SIE licenses. Laura is registered with the state of New York. Before joining B. Riley Wealth Management, Laura worked at National Securities Corporation and Prime Capital Services, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NY
07/22/2022 - Present
B. Riley Wealth Management (POUGHKEEPSIE NY)
NY
11/22/2013 - 07/22/2022
NATIONAL SECURITIES CORPORATION (POUGHKEEPSIE NY)
NY
12/09/1999 - 11/22/2013
PRIME CAPITAL SERVICES, INC. (POUGHKEEPSIE NY)
BC
Issued 06/14/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/08/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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