Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Laura? Claim Your ProfileLaura Elizabeth Clem is a financial advisor with Commonwealth Financial Network. Laura has been in the financial services industry since May 2016. Laura is registered with the state of California as both a Broker-Dealer and an Investment Advisor. Laura holds the Series 4, 7, 24, 52TO, 53, 66, 99TO, and SIE licenses and has been a registered principal since 2017. Laura specializes in providing financial advice to high-net-worth individuals, families, and businesses. Commonwealth Financial Network is a Registered Investment Advisor with over 2500 licensed agents and 3300 investment advisor representatives. The firm is headquartered in Waltham, Massachusetts.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
10/02/2020 - Present
Commonwealth Financial Network (SAN DIEGO CA)
CA
05/17/2017 - 09/25/2020
SORRENTO PACIFIC FINANCIAL, LLC (SAN DIEGO CA)
CA
05/19/2016 - 09/25/2020
CUSO FINANCIAL SERVICES, L.P. (SAN DIEGO CA)
BOTH
Issued 09/08/2017
Series 66 - Uniform Combined State Law Examination
BC
Issued 04/28/2022
Series 4 - Registered Options Principal Examination
BC
Issued 09/09/2021
Series 53 - Municipal Securities Principal Examination
BC
Issued 04/03/2017
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 03/06/2020
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/19/2016
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Laura Clem is the right advisor for you? Invested Better is here to help.
