Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Laura? Claim Your ProfileLaura Elizabeth Berg is a Registered Representative, Investment Adviser Representative, and Financial Advisor with Cadaret Grant & CO., Inc. Laura has worked in the financial industry for over 10 years. Her previous firms include Fidelity Brokerage Services LLC and Centaurus Financial, Inc. Laura holds Series 4, 6, 7, 24, 63, and 66 licenses. Laura is licensed to provide financial and investment advisory services in over 50 states and provides services for a variety of clients, including high-net-worth individuals, corporations, charitable organizations, and pension and profit-sharing plans.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NY
01/05/2021 - Present
Cadaret, Grant & CO., Inc. (Syracuse NY)
CO
11/13/2018 - 07/17/2020
FIDELITY BROKERAGE SERVICES LLC (GREENWOOD VILLAGE CO)
CO
09/23/2014 - 08/09/2018
CENTAURUS FINANCIAL, INC. (DENVER CO)
CO
11/25/2013 - 09/02/2014
FIDELITY BROKERAGE SERVICES LLC (GREENWOOD VILLAGE CO)
CO
08/10/2012 - 07/09/2013
OPPENHEIMERFUNDS DISTRIBUTOR, INC. (CENTENNIAL CO)
CO
02/10/2010 - 07/20/2012
JANUS DISTRIBUTORS LLC (DENVER CO)
CO
07/31/2008 - 06/03/2009
TRANSAMERICA CAPITAL, INC. (DENVER CO)
BOTH
Issued 12/12/2013
Series 66 - Uniform Combined State Law Examination
BC
Issued 02/16/2010
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/08/2021
Series 4 - Registered Options Principal Examination
BC
Issued 04/22/2015
Series 24 - General Securities Principal Examination
BC
Issued 08/09/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/11/2010
Series 7 - General Securities Representative Examination
BC
Issued 07/30/2008
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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