Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Laura? Claim Your ProfileLaura Elizabeth Battle is a financial professional with over 20 years of experience in the securities industry. Laura is currently registered with Pensionmark Securities, LLC in Santa Barbara, CA. Laura holds the Series 6 and SIE licenses as well as the Series 63 license. Laura's previous experience includes roles at CAPFINANCIAL SECURITIES, LLC., LPL FINANCIAL LLC, NRP FINANCIAL, INC. and BRECEK & YOUNG ADVISORS, INC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CA
09/01/2017 - Present
Pensionmark Securities, LLC (Santa Barbara CA)
CA
06/15/2015 - 09/01/2017
CAPFINANCIAL SECURITIES, LLC. (Santa Barbara CA)
CA
11/30/2010 - 05/21/2015
LPL FINANCIAL LLC (SANTA BARBARA CA)
OH
02/13/2008 - 11/30/2010
NRP FINANCIAL, INC. (BRYAN OH)
CA
05/15/2000 - 06/26/2008
BRECEK & YOUNG ADVISORS, INC. (SANTA BARBARA CA)
BC
Issued 03/28/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/12/2000
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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