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Laura Elaine Williams

Transamerica Financial Advisors, Inc.

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About Laura Elaine Williams

Laura Elaine Williams is a registered investment advisor representative with Transamerica Financial Advisors, Inc. Laura Williams has been in the securities industry since September 8, 2003. Prior to joining Transamerica Financial Advisors, Inc., Laura Williams was employed by WELLS FARGO CLEARING SERVICES, LLC. Laura Williams is registered to provide investment advice in Florida, Maryland, and other states. Laura Williams holds Series 66, Series 10, Series 9, Series 8, SIE, and Series 7 licenses.

Firm Information

Laura Williams is currently registered with Transamerica Financial Advisors, Inc.. Transamerica Financial Advisors, Inc. is a registered investment advisor with over 1,100 investment advisor representatives, managing $1 billion to $10 billion in client assets. The firm offers a range of services, including portfolio management for individuals, selection of other advisors, and wrap fee program participation. It has been in business since 1984 and is headquartered in St. Petersburg, FL. The firm serves a diverse clientele, including individuals, high-net-worth individuals, pension plans, corporations, charitable organizations, and other institutions.
Transamerica Financial Advisors, Inc.

570 CARILLON PARKWAY

ST PETERSBURG, FL 33716-1202

$1.62B

Assets Under Management

Not reported

Total Clients

2,487

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Laura Williams’s Registration & Firm History

FL

02/11/2021 - Present

Transamerica Financial Advisors, Inc. (JACKSONVILLE FL)

FL

05/27/2004 - 12/24/2019

WELLS FARGO CLEARING SERVICES, LLC (JACKSONVILLE FL)

GA

01/30/2004 - 04/02/2004

AMERIFIRST CAPITAL CORP. (ST. MARYS GA)

NA

10/08/1991 - 06/08/1993

LEHMAN BROTHERS INC.

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Licenses & Designations

BOTH

Issued 02/12/2004

Series 66 - Uniform Combined State Law Examination

BC

Issued 07/28/2004

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 07/07/2004

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 11/02/1992

Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 01/29/2004

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Laura Elaine Williams.
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