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Laura Desclaux

Scotia Capital (usa) Inc.

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About Laura Desclaux

Laura Desclaux is a registered representative and principal with Scotia Capital (usa) Inc. located in New York, NY. Laura has been in the securities industry since July 16, 2023. Laura holds Series 7TO, Series 63, Series 24 and SIE licenses and is currently registered with FINRA and 52 states.

Firm Information

Laura Desclaux is currently registered with Scotia Capital (usa) Inc.. Scotia Capital (usa) Inc. is a corporation formed in 1939 and headquartered in the United States. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia and Puerto Rico.

Not reported

Assets Under Management

Not reported

Total Clients

108

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Laura Desclaux’s Registration & Firm History

NY

07/17/2023 - Present

Scotia Capital (usa) Inc. (NEW YORK NY)

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Licenses & Designations

BC

Issued 08/09/2023

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 12/09/2023

Series 24 - General Securities Principal Examination

BC

Issued 07/17/2023

Series 7TO - General Securities Representative Examination

BC

Issued 05/05/2023

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

Nasdaq ISE, LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Laura Desclaux.
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