Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Laura? Claim Your ProfileLaura Denise Campbell is a financial advisor registered with Merrill Lynch, Pierce, Fenner & Smith Inc. Laura has been working in the financial industry since 1998 and has experience with both individual and business clients. Laura has a broad range of experience in the industry. Laura has been registered with a number of firms including Wells Fargo Clearing Services, LLC, CapFinancial Securities, LLC., Wells Fargo Advisors Financial Network, LLC, Citigroup Global Markets Inc. and Fidelity Brokerage Services, INC.. Laura is licensed to sell securities in 43 states and is also registered as an investment advisor in Florida and Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
TN
04/29/2021 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (KINGSPORT TN)
FL
05/31/2018 - 03/03/2020
WELLS FARGO CLEARING SERVICES, LLC (TAMPA FL)
FL
08/18/2017 - 05/21/2018
CAPFINANCIAL SECURITIES, LLC. (Tampa FL)
FL
09/02/2003 - 08/07/2017
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC (TAMPA FL)
NY
06/06/2000 - 06/26/2003
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
RI
12/04/1998 - 05/26/2000
FIDELITY BROKERAGE SERVICES, INC. (SMITHFIELD RI)
BOTH
Issued 05/20/2019
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/23/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/09/2001
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 02/09/2001
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/01/1998
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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