Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Laura? Claim Your ProfileLaura Delaney is a financial advisor with over 18 years of experience in the financial services industry. Laura is currently registered with Fidelity Distributors Co. LLC, Fidelity Brokerage Services LLC, and National Financial Services LLC. Previously, Laura has worked with PERSHING LLC, PERSHING ADVISOR SOLUTIONS LLC, TD AMERITRADE, INC., and TD WATERHOUSE INVESTOR SERVICES, INC. Laura holds Series 63, Series 7, Series 24, and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
MA
03/10/2023 - Present
Fidelity Distributors Co. LLC (BOSTON MA)
FL
07/07/2016 - 07/06/2022
PERSHING LLC (LAKE MARY FL)
FL
06/28/2006 - 07/08/2016
PERSHING ADVISOR SOLUTIONS LLC (LAKE MARY FL)
NJ
06/08/2005 - 07/05/2006
TD AMERITRADE, INC. (JERSEY CITY NJ)
NE
08/08/2001 - 05/02/2002
TD WATERHOUSE INVESTOR SERVICES, INC. (OMAHA NE)
BC
Issued 10/07/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/25/2010
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/07/2005
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe C2 Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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