Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Laura? Claim Your ProfileLaura Arend is a financial professional with over 25 years of experience in the securities industry. Laura is currently registered with Charles Schwab & Co., Inc. and has held previous roles at KERSHNER TRADING GROUP, LLC, TRANSCEND CAPITAL, LP, ELECTRONIC TRADING GROUP, LLC, and PROTRADER SECURITIES L.P. Laura holds several industry licenses including Series 7, Series 24, Series 55, Series 57TO and the SIE. Laura's experience and qualifications enable to offer a range of financial services including financial planning and selection of other advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Wrap fee program sponsor and financial planning advisor referral program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Asset based fees for wrap pgrms & subsc pricing for fin planning
1
2
TX
01/30/2009 - Present
Charles Schwab & CO., Inc. (Austin TX)
TX
05/10/2006 - 06/29/2007
KERSHNER TRADING GROUP, LLC (AUSTIN TX)
TX
06/01/2004 - 11/28/2005
TRANSCEND CAPITAL, LP (AUSTIN TX)
NY
06/19/2003 - 06/01/2004
ELECTRONIC TRADING GROUP, LLC (NEW YORK NY)
TX
07/02/1996 - 06/19/2003
PROTRADER SECURITIES L.P. (AUSTIN TX)
BC
Issued 01/02/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/22/1997
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/09/1998
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 07/01/1996
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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