Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Laura? Claim Your ProfileLaura Christine Healey is an active registered representative with Merrill Lynch, Pierce, Fenner & Smith Inc. Laura has been in the financial services industry since August 24, 1997. Laura has previously held positions at CITIGROUP GLOBAL MARKETS INC., WACHOVIA SECURITIES, LLC, PRUDENTIAL SECURITIES INCORPORATED, and RAYMOND JAMES & ASSOCIATES, INC.. Laura holds FINRA Series 63, SIE, and Series 7 registrations. Laura is currently registered to conduct business in 40 states and the District of Columbia. Laura's current branch office is located in Huntersville, NC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NC
11/14/2008 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (HUNTERSVILLE NC)
NC
12/18/2003 - 12/03/2008
CITIGROUP GLOBAL MARKETS INC. (CORNELIUS NC)
MO
07/01/2003 - 12/12/2003
WACHOVIA SECURITIES, LLC (ST. LOUIS MO)
NY
01/19/2001 - 07/01/2003
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
FL
10/29/1996 - 03/29/2000
RAYMOND JAMES & ASSOCIATES, INC. (ST. PETERSBURG FL)
BC
Issued 05/14/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/28/1996
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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