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Laura Christine Franklin

Cetera Advisors LLC

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About Laura Christine Franklin

Laura Christine Franklin is a financial professional with over seven years of experience in the industry. Laura is currently registered with Cetera Advisors LLC, Cetera Financial Specialists LLC, Cetera Advisor Networks LLC, Cetera Investment Services LLC, and Avantax Investment Services, Inc. Laura holds the Series 6, Series 63, and SIE licenses.

Firm Information

Laura Franklin is currently registered with Cetera Advisors LLC. Cetera Advisors LLC is a Limited Liability Company formed on August 31, 2012. It is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands. The firm has 14 Regulatory Event disclosures, 1 Civil Event disclosure, and 7 Arbitration disclosures on file.

Not reported

Assets Under Management

Not reported

Total Clients

467

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Laura Franklin’s Registration & Firm History

TX

08/22/2024 - Present

Cetera Advisors LLC (DALLAS TX)

OK

05/19/2016 - 10/17/2019

METLIFE INVESTORS DISTRIBUTION COMPANY (TULSA OK)

OK

07/21/2015 - 05/23/2016

METLIFE SECURITIES INC. (TULSA OK)

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Licenses & Designations

BC

Issued 08/12/2021

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/21/2015

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are 4 public disclosures for Laura Christine Franklin. Review regulatory record here.
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