Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Laura? Claim Your ProfileLaura Cervantes Holland is an Investment Advisor Representative with UBS Financial Services Inc. Laura has over 30 years of experience in the financial services industry. Laura's previous experience includes working with Merrill Lynch, Pierce, Fenner & Smith Incorporated, Bank of America Investment Services, Inc., UST Securities Corp, B. Riley and Co. Inc., L.H. Friend, Weinress, Frankson & Presson, LLC, Dean Witter Reynolds Inc., Grant Bettingen, Inc. and Kidder, Peabody & Co. Incorporated. Laura is registered to provide investment advice in several states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
CA
05/05/2021 - Present
UBS Financial Services Inc. (NEWPORT BEACH CA)
CA
10/23/2009 - 04/30/2021
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEWPORT BEACH CA)
CA
03/18/2008 - 10/23/2009
BANC OF AMERICA INVESTMENT SERVICES, INC. (NEWPORT BEACH CA)
CT
09/19/2006 - 03/18/2008
UST SECURITIES CORP. (STAMFORD CT)
CA
07/28/2003 - 01/07/2005
B. RILEY AND CO. INC. (LOS ANGELES CA)
CA
02/27/1996 - 10/30/2003
L.H. FRIEND, WEINRESS, FRANKSON & PRESSON, LLC (IRVINE CA)
NY
01/12/1994 - 02/14/1996
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
NY
03/18/1992 - 10/21/1993
GRANT BETTINGEN, INC. (NEW YORK NY)
NY
11/25/1987 - 03/13/1992
KIDDER, PEABODY & CO. INCORPORATED (NEW YORK NY)
IA
Issued 12/18/2013
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/04/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/03/1995
Series 24 - General Securities Principal Examination
BC
Issued 05/25/1994
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/21/1987
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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