Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Laura? Claim Your ProfileLaura Brudie is a financial advisor with Wells Fargo Securities, LLC. Laura has been in the financial services industry since 1995 and holds numerous securities licenses, including Series 7, Series 24, Series 63, and Series 6. Laura has worked for various prominent firms throughout her career, including Barclays Capital, WJB Capital Group, Banca IMI Securities Corp., and Abel/Noser Corp.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NY
12/20/2018 - Present
Wells Fargo Securities, LLC (New York NY)
NY
10/03/2013 - 12/13/2018
BARCLAYS CAPITAL INC. (NEW YORK NY)
NY
08/12/2004 - 01/11/2012
WJB CAPITAL GROUP, INC. (NEW YORK NY)
NY
05/24/2004 - 07/19/2004
BANCA IMI SECURITIES CORP. (NEW YORK NY)
NY
03/21/2001 - 03/01/2004
ABEL/NOSER CORP. (NEW YORK NY)
NY
11/09/1999 - 03/20/2001
BT BROKERAGE CORPORATION (NEW YORK NY)
NY
09/19/1995 - 10/26/1999
ABEL/NOSER CORP. (NEW YORK NY)
NY
04/14/1993 - 02/07/1995
CS FIRST BOSTON CORPORATION (NEW YORK NY)
NY
07/11/1991 - 03/24/1992
MORGAN STANLEY & CO., INCORPORATED (NEW YORK NY)
BC
Issued 07/07/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 01/02/2023
Series 14 - Compliance Officer Examination
BC
Issued 09/25/2000
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 01/02/2023
Series 22TO - Direct Participation Programs Representative Examination
BC
Issued 01/02/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 01/02/2023
Series 82TO - Limited Representative-Private Securities Offerings
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/20/2005
Series 25 - NYSE Trading Assistant Examination
BC
Issued 03/31/1999
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 12/18/1994
Series 3 - National Commodity Futures Examination
BC
Issued 07/09/1991
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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