Unclaimed
Laura Brady is a financial professional with over 12 years of experience in the industry. Laura is currently registered with Quasar Distributors, LLC, and has previously held positions with BOFA SECURITIES, INC., MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED, KNIGHT CAPITAL AMERICAS LLC and KNIGHT CAPITAL AMERICAS, L.P. Laura holds licenses for Series 7, 55, 57TO, SIE, and Series 63 and is registered in all 50 states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
OH
12/21/2022 - Present
Quasar Distributors, LLC (Dublin OH)
MA
05/10/2019 - 10/28/2021
BOFA SECURITIES, INC. (BOSTON MA)
MA
05/03/2013 - 05/10/2019
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (BOSTON MA)
NJ
02/07/2012 - 02/13/2013
KNIGHT CAPITAL AMERICAS LLC (JERSEY CITY NJ)
CT
09/15/2008 - 02/07/2012
KNIGHT CAPITAL AMERICAS, L.P. (GREENWICH CT)
BC
Issued 03/06/2009
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/13/2024
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/15/2008
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 09/12/2008
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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