Unclaimed
Laura Bienz is a financial advisor with Stifel, Nicolaus & Company, Inc. Laura has been in the financial industry since February 2010. Laura is registered with the Securities and Exchange Commission (SEC) as a Broker/Dealer and Investment Advisor Representative. Laura is also registered with the Financial Industry Regulatory Authority (FINRA) as a Registered Representative. Laura holds the Series 7, 66 and SIE securities licenses. Laura specializes in providing financial advice and investment management services to individuals, families, businesses, and institutions.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
IL
09/06/2022 - Present
Stifel, Nicolaus & Company, Inc. (CHICAGO IL)
IL
01/10/2018 - 09/06/2019
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (ROLLING MEADOWS IL)
IL
10/08/2015 - 11/13/2017
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CHICAGO IL)
IL
12/16/2009 - 11/03/2015
CREDIT SUISSE SECURITIES (USA) LLC (CHICAGO IL)
BOTH
Issued 03/11/2011
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/15/2009
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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