Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Laura? Claim Your ProfileLaura Beth Carroll is an investment advisor representative at THE Ayco Company, LP. Laura Beth has been in the financial services industry since February 15, 2008. Laura Beth has passed a number of securities exams including Series 7, 3, 66, 9, and 10. Laura Beth is registered to provide investment advice in all states, District of Columbia and Puerto Rico. Laura Beth is also the co-owner of a footwear retail organization, Divine Sole, LLC, located in Saratoga Springs, NY.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NY
04/22/2021 - Present
THE Ayco Company, LP (Saratoga Springs NY)
NY
02/15/2008 - 01/04/2021
MERCER ALLIED COMPANY, L.P. (LATHAM NY)
BOTH
Issued 07/23/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/05/2022
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 04/05/2022
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 12/18/2020
Series 3 - National Commodity Futures Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/14/2008
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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