Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Laura? Claim Your ProfileLaura Stone is a financial professional with over 20 years of experience in the industry. Laura is a registered representative with J.P. Morgan Securities LLC and holds Series 7, 9, 10, 24, 63 and 65 licenses. Laura has previously worked with other firms including J.P. MORGAN SECURITIES INC. and BANC ONE SECURITIES CORPORATION. Laura specializes in providing financial planning and portfolio management services to individuals and businesses. Laura is currently registered with the state of Illinois as a broker-dealer and investment advisor. Laura's office is located in Chicago, Illinois.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
IL
06/11/2014 - Present
J.p. Morgan Securities LLC (Chicago IL)
IL
07/01/2006 - 10/01/2008
J.P. MORGAN SECURITIES INC. (WINNETKA IL)
IL
02/01/1999 - 07/01/2006
BANC ONE SECURITIES CORPORATION (PEORIA IL)
IL
10/21/1998 - 02/01/1999
FIRST CHICAGO NBD INVESTMENT SERVICES, INC. (CHICAGO IL)
IA
Issued 12/14/2001
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/23/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/21/2006
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 02/17/2006
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/26/2001
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/15/1998
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe C2 Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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