Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Laura? Claim Your ProfileLaura B. Kaplan is a financial professional with over 17 years of experience in the industry. Currently, Laura B. Kaplan is registered with BNY Mellon Securities Corp. and has been with the firm since January 2023. Prior to joining BNY Mellon Securities Corp., Laura B. Kaplan was employed by Merrill Lynch, Pierce, Fenner & Smith Incorporated, Deutsche Bank Securities Inc., SunTrust Investment Services, Inc., Citigroup Global Markets Inc., and Citicorp Investment Services. Laura B. Kaplan has a Series 66, Series 7TO, SIE, Series 7, and Series 24 license and is registered in Florida.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Bnymsc sponsors a wrap fee program, and serves as a portfolio mgr or model provider to third party wrap program sponsors.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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FL
01/31/2023 - Present
BNY Mellon Securities Corp. (MIAMI FL)
FL
02/11/2013 - 12/14/2020
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (MIAMI FL)
FL
02/25/2010 - 01/18/2013
DEUTSCHE BANK SECURITIES INC. (MIAMI FL)
FL
01/20/2009 - 11/24/2009
SUNTRUST INVESTMENT SERVICES, INC. (CORAL GABLES FL)
FL
05/29/2007 - 12/12/2008
CITIGROUP GLOBAL MARKETS INC. (MIAMI FL)
FL
05/20/2004 - 05/29/2007
CITICORP INVESTMENT SERVICES (MIAMI FL)
BOTH
Issued 07/02/2004
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/31/2023
Series 24 - General Securities Principal Examination
BC
Issued 01/31/2023
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/19/2004
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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