Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Laura? Claim Your ProfileLaura Kane is a financial professional with over seven years of experience in the industry. Laura is currently registered with Voya Investments Distributor, LLC. Previously, Laura held positions at UBS Financial Services Inc. and Barclays Capital Inc.. Laura holds the Series 63, SIE, Series 87, Series 86, and Series 7 licenses. Laura is registered in New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NY
09/27/2023 - Present
Voya Investments Distributor, LLC (NEW YORK NY)
NJ
09/03/2015 - 01/03/2022
UBS FINANCIAL SERVICES INC. (WEEHAWKEN NJ)
NY
10/25/2013 - 08/28/2015
BARCLAYS CAPITAL INC. (NEW YORK NY)
BC
Issued 06/20/2014
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/24/2015
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 10/07/2015
Series 86 - Research Analyst Exam - Part I Analysis Module
BC
Issued 10/24/2013
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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