Unclaimed
Laura Ashley Knox is a registered representative with Merrill Lynch, Pierce, Fenner & Smith Inc., a leading financial services company. Laura has been in the industry for over 4 years and holds the Series 7 and Series 66 licenses. She has a strong background in financial services, having previously worked at Morgan Stanley and Bank of America. Laura specializes in providing financial advice to individuals, corporations, and other institutions. She offers a variety of services, including portfolio management, financial planning, and investment research. Laura is committed to providing her clients with the highest quality of service and helping them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
GA
09/15/2022 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (AUGUSTA GA)
GA
05/18/2018 - 07/22/2022
MORGAN STANLEY (Augusta GA)
BOTH
Issued 06/23/2018
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/18/2018
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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