Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Laura? Claim Your ProfileLaura Thompson is an investment professional with over 28 years of experience. Laura currently works as a Registered Representative and Investment Advisor Representative for Pruco Securities, LLC. Laura is registered with FINRA as a Series 26, 6, SIE, and 99TO, and has been with Pruco Securities, LLC since June 16, 2004.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
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Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Compensation from lpl enterprise, llc
1
2
FL
06/16/2004 - Present
Pruco Securities, LLC (Jacksonville FL)
NJ
10/20/1994 - 04/08/1999
PRUCO SECURITIES CORPORATION (NEWARK NJ)
BC
Issued 07/27/2004
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/15/2004
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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