Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Laura? Claim Your ProfileLaura Anne Parker is a financial advisor who has been in the industry since 1992. Laura is registered with Ameriprise Financial Services, LLC in Texas and has offices in Austin and Leander. Laura is also a registered investment advisor in Texas. Before joining Ameriprise, Laura was employed by Merrill Lynch, Pierce, Fenner & Smith Incorporated, BANC of America Investment Services, Inc., Wells Fargo Investments, LLC, Wells Fargo Brokerage Services, L.L.C., Wells Fargo Securities Inc., GNA Securities, Inc., and Marketing One Securities, Inc. Laura is a licensed principal with the Series 4, Series 24, and Series 53 exams. Laura is also licensed with the Series 6, Series 7, Series 52TO, and Series 63 exams. Laura offers financial planning, portfolio management for individuals, and portfolio management for businesses. Laura specializes in retirement planning, college savings, and estate planning.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
TX
11/17/2016 - Present
Ameriprise Financial Services, LLC (AUSTIN TX)
TX
10/23/2009 - 10/21/2016
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (GEORGETOWN TX)
TX
11/18/2002 - 10/23/2009
BANC OF AMERICA INVESTMENT SERVICES, INC. (ROUND ROCK TX)
CA
12/13/2000 - 12/03/2002
WELLS FARGO INVESTMENTS, LLC (SAN FRANCISCO CA)
MN
12/14/2000 - 08/12/2002
WELLS FARGO BROKERAGE SERVICES, L.L.C. (MINNEAPOLIS MN)
CA
09/09/1999 - 05/09/2001
WELLS FARGO SECURITIES INC. (SAN FRANCISCO CA)
MN
01/24/1997 - 12/13/2000
WELLS FARGO BROKERAGE SERVICES, L.L.C. (MINNEAPOLIS MN)
VA
10/06/1992 - 01/16/1997
GNA SECURITIES, INC. (GLEN ALLEN VA)
OR
06/22/1992 - 09/18/1992
MARKETING ONE SECURITIES, INC. (PORTLAND OR)
IA
Issued 07/29/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/18/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/29/2005
Series 4 - Registered Options Principal Examination
BC
Issued 06/27/2005
Series 53 - Municipal Securities Principal Examination
BC
Issued 05/24/2005
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/04/1997
Series 7 - General Securities Representative Examination
BC
Issued 06/18/1992
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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