Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Laura? Claim Your ProfileLaura Anne Martin is a financial professional with over 25 years of experience in the industry. Laura Martin is currently registered with Needham & Company, LLC and is a Series 7, 16, 24, 63, 86, and 87 licensed professional. Previously, Laura Martin was registered with Soleil Securities Corporation and Credit Suisse First Boston Corporation. Laura Anne Martin's professional experience includes a broad range of securities products and services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Securities research
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
Pursuant to csa agreements
1
2
CA
10/29/2009 - Present
Needham & Company, LLC (SAN FRANCISCO CA)
NY
01/14/2004 - 10/22/2009
SOLEIL SECURITIES CORPORATION (NEW YORK NY)
NY
11/12/1994 - 10/16/2001
CREDIT SUISSE FIRST BOSTON CORPORATION (NEW YORK NY)
BC
Issued 01/14/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/09/1997
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/10/2012
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 03/07/2005
Series 86 - Research Analyst Exam - Part I Analysis Module
BC
Issued 01/12/2004
Series 7 - General Securities Representative Examination
BC
Issued 05/06/1997
Series 16 - NYSE Supervisory Analyst Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
NYSE Arca, Inc.
N
Nasdaq Stock Market
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