Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Laura? Claim Your ProfileLaura Banes is a registered representative with Merrill Lynch, Pierce, Fenner & Smith Inc. Laura is active in both the broker-dealer and investment advisor capacity. Laura is a highly experienced financial professional, having more than 4 years of experience in the industry. Laura has a strong track record of success in providing financial advice to a wide range of clients. Laura is committed to helping clients achieve their financial goals through a personalized approach to financial planning. Laura holds a Series 66, 7TO and SIE licenses, and is registered in multiple states. Laura is passionate about helping clients make informed decisions about their financial future.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
PA
10/13/2022 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (EXTON PA)
BOTH
Issued 09/19/2022
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/09/2021
Series 7TO - General Securities Representative Examination
BC
Issued 09/09/2020
SIE - Securities Industry Essentials Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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