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Laura Ann Vaughn

Cetera Investment Advisers LLC

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About Laura Ann Vaughn

Laura Vaughn is a financial advisor with over 13 years of experience in the industry. She is currently registered with Cetera Investment Advisers LLC in Houston, Texas. Laura has a wide range of experience in financial planning, portfolio management for individuals and businesses, and pension consulting. She holds the Series 7 and 66 licenses and is a Certified Financial Planner. Laura is dedicated to helping her clients achieve their financial goals.

Firm Information

Laura Vaughn is currently registered with Cetera Investment Advisers LLC. Cetera Investment Advisers LLC is a large financial advisory firm with over 6,600 registered representatives and investment advisor representatives. Headquartered in Schaumburg, Illinois, Cetera provides a wide range of financial services, including financial planning, portfolio management, and pension consulting. The firm manages over $104 billion in assets and serves a diverse client base, including individuals, businesses, charitable organizations, and pension plans.
Cetera Investment Advisers LLC

2925 RICHMOND AVE

HOUSTON, TX 77098

$104.47B

Assets Under Management

16,618

Total Clients

7,280

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Laura Vaughn’s Registration & Firm History

TX

08/10/2023 - Present

Cetera Investment Advisers LLC (HOUSTON TX)

TX

09/29/2010 - 08/10/2023

SECURIAN FINANCIAL SERVICES, INC. (HOUSTON TX)

TX

09/29/2010 - 10/22/2021

CRI SECURITIES, LLC (HOUSTON TX)

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Licenses & Designations

BOTH

Issued 10/23/2010

Series 66 - Uniform Combined State Law Examination

BC

Issued 10/1/2018

SIE - Securities Industry Essentials Examination

BC

Issued 9/28/2010

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Laura Ann Vaughn. Review regulatory record here.
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