Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Laura? Claim Your ProfileLaura Valliani is a financial advisor who has been working in the financial services industry since 2008. Laura holds several securities licenses including Series 7, Series 10, Series 9, Series 24, and Series 66. Laura is registered in the state of Texas as an Investment Advisor Representative. Laura is currently employed with Charles Schwab & CO., Inc. where Laura has been employed since 2017. Before Charles Schwab & CO., Inc., Laura worked with TD AMERITRADE, INC. from 2008 to 2017. Laura provides financial planning and investment advisory services to individual clients. Laura specializes in providing financial planning and investment advisory services to individual clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Wrap fee program sponsor and financial planning advisor referral program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Asset based fees for wrap pgrms & subsc pricing for fin planning
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2
CA
03/16/2018 - Present
Charles Schwab & CO., Inc. (San Francisco CA)
TX
06/23/2008 - 03/20/2017
TD AMERITRADE, INC. (FORT WORTH TX)
BOTH
Issued 03/16/2018
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/27/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/15/2017
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 04/24/2017
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 04/12/2012
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/20/2008
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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