Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Laura? Claim Your ProfileLaura Ann Toppozini is a financial advisor working with Neuberger Berman BD LLC. Laura Ann is a registered investment advisor with over 5 years of experience in the industry. Laura Ann holds the Series 66, SIE, and Series 7 licenses. Laura Ann is licensed in several states including Arizona, California, Colorado, Connecticut, Delaware, Florida, Illinois, Maine, Maryland, Massachusetts, Michigan, Mississippi, Missouri, Montana, Nevada, New Hampshire, New Jersey, New York, North Carolina, Ohio, Oregon, South Dakota, Tennessee, Texas, Vermont, Washington, and Wisconsin. Laura Ann provides portfolio management services to various Neuberger Berman BD LLC clients, including separate accounts and pooled investment vehicles, on an ongoing basis.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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TX
07/08/2024 - Present
Neuberger Berman BD LLC (Houston TX)
BOTH
Issued 03/18/2019
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/23/2018
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq ISE, LLC
N
Nasdaq Stock Market
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