Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Laura? Claim Your ProfileLaura Ann Spichiger is a financial advisor at Capital One Securities, Inc. Laura has been in the securities industry for 9 years. Laura has a Series 63, Series 7TO, SIE and Series 79 license. Laura is registered in 11 states, including California, Connecticut, Florida, Illinois, Louisiana, Maryland, Massachusetts, New York, Pennsylvania, Texas and Virginia. Laura's previous employer was Barclays Capital Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CT
10/10/2018 - Present
Capital ONE Securities, Inc. (Stamford CT)
NY
01/18/2014 - 09/27/2018
BARCLAYS CAPITAL INC. (NEW YORK NY)
BC
Issued 12/13/2013
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/22/2019
Series 7TO - General Securities Representative Examination
BC
Issued 09/27/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/17/2014
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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