Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Laura? Claim Your ProfileLaura Ann Rende is a financial professional with over 25 years of experience in the industry. Laura is currently registered with Jefferies LLC. Previously, Laura was registered with Robertson Stephens, Inc. and CIBC Oppenheimer Corp. Laura holds the Series 7, Series 16, and Series 63 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CA
04/26/2023 - Present
Jefferies LLC (SAN FRANCISCO CA)
CA
09/07/1999 - 05/16/2002
ROBERTSON STEPHENS, INC. (SAN FRANCISCO CA)
NY
06/18/1997 - 12/22/1998
CIBC OPPENHEIMER CORP. (NEW YORK NY)
BC
Issued 06/09/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/26/2023
Series 16 - NYSE Supervisory Analyst Examination
BC
Issued 06/17/1997
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
New York Stock Exchange
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