Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Laura? Claim Your ProfileLaura Rasmussen is a financial advisor with Merrill Lynch, Pierce, Fenner & Smith Inc. Laura has been working in the financial industry since October 2000. Laura is a registered representative in California and Texas. Laura is a licensed advisor who offers services such as financial planning, portfolio management for businesses and individuals, and educational seminars.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
CA
02/23/2022 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (RANCHO SANTA FE CA)
CA
06/18/2019 - 01/26/2022
WELLS FARGO CLEARING SERVICES, LLC (RIVERSIDE CA)
CA
09/23/2015 - 06/19/2019
HD VEST INVESTMENT SERVICES (Riverside CA)
CA
10/11/2013 - 09/22/2015
MORGAN STANLEY (ONTARIO CA)
CA
10/23/2009 - 05/08/2013
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (BONSALL CA)
CA
04/29/2008 - 10/23/2009
BANC OF AMERICA INVESTMENT SERVICES, INC. (RIVERSIDE CA)
CA
02/17/2006 - 10/26/2007
BANC OF AMERICA INVESTMENT SERVICES, INC. (OCEANSIDE CA)
TX
10/03/2000 - 01/25/2006
VALIC FINANCIAL ADVISORS, INC. (HOUSTON TX)
TX
10/03/2000 - 12/31/2001
THE VARIABLE ANNUITY MARKETING COMPANY (HOUSTON TX)
BOTH
Issued 04/16/2012
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/30/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/03/2005
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/30/2008
Series 7 - General Securities Representative Examination
BC
Issued 10/02/2000
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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