Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Laura? Claim Your ProfileLaura Ann Pernice is a financial advisor with Charles Schwab & Co., Inc., based in Ann Arbor, MI. Laura Ann has over 20 years of experience in the financial services industry. Laura Ann previously worked for SAGEPOINT FINANCIAL, INC., RAYMOND JAMES FINANCIAL SERVICES, INC., UBS FINANCIAL SERVICES INC., CITIGROUP GLOBAL MARKETS INC., AMERICAN EXPRESS FINANCIAL ADVISORS INC., IDS LIFE INSURANCE COMPANY, SALOMON SMITH BARNEY INC. and THE ROBINSON-HUMPHREY COMPANY, LLC. Laura Ann is registered to provide investment advice in Michigan.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Wrap fee program sponsor and financial planning advisor referral program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Asset based fees for wrap pgrms & subsc pricing for fin planning
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MI
07/07/2017 - Present
Charles Schwab & CO., Inc. (Ann Arbor MI)
MI
06/27/2014 - 06/19/2017
SAGEPOINT FINANCIAL, INC. (MARQUETTE MI)
MI
08/09/2013 - 07/01/2014
RAYMOND JAMES FINANCIAL SERVICES, INC. (MARQUETTE MI)
MI
08/24/2007 - 06/16/2008
UBS FINANCIAL SERVICES INC. (KALAMAZOO MI)
MI
06/21/2004 - 08/30/2007
CITIGROUP GLOBAL MARKETS INC. (KALAMAZOO MI)
MN
02/09/2004 - 06/17/2004
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
02/09/2004 - 06/17/2004
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
NY
03/06/2000 - 11/25/2002
SALOMON SMITH BARNEY INC. (NEW YORK NY)
GA
11/16/1993 - 04/08/1999
THE ROBINSON-HUMPHREY COMPANY, LLC (ATLANTA GA)
BOTH
Issued 09/27/2013
Series 66 - Uniform Combined State Law Examination
IA
Issued 11/14/1994
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/10/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/11/2018
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 05/17/2018
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 04/21/1995
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/09/2013
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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